Risk, Governance & Compliance
Intelligent Governance for
Crypto & Algo Trading

AI-powered risk frameworks, regulatory compliance, and operational excellence for trading firms navigating crypto and algorithmic markets.

The quants who keep you compliant. From MiCA to VARA, DORA to MiFID II — we've got you covered.

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Regulatory Tracking
What We Do

Risk & Governance Services

From regulatory advisory to operational support — comprehensive services for trading firms in crypto and traditional markets.

Global Coverage

Multi-Jurisdiction Expertise

Navigate regulatory landscapes across key financial centres with a single trusted partner

🇬🇧

United Kingdom

Regulators
FCAPRABank of England
Digital Securities Sandbox
🇪🇺

European Union

Regulators
EBAESMAECB
MiCA Compliance
🇦🇪

United Arab Emirates

Regulators
VARADFSAFSRACBUAE
VARA Licensing
🇺🇸

United States

Regulators
SECCFTCFinCENOCC
Multi-State Compliance

Regulatory frameworks we support

MiCA(EU)
DORA(EU)
MiFID II(EU)
UK DSS(UK)
VARA(UAE)
SM&CR(UK)
Why AI & Quant Labs

The Quants Who Keep You Compliant

We understand trading because we've built trading systems. Our governance expertise is grounded in real-world quant experience.

Quant DNA

We understand trading because we've built trading systems. Our risk frameworks are designed by quants, for quants.

AI-Powered

Leverage AI for faster regulatory analysis, smarter policy generation, and continuous compliance monitoring.

Template-Based

40+ policy templates and frameworks ready to customise. 50% faster implementation, 30% lower cost.

Global Coverage

UK, EU, UAE, and USA under one roof. Navigate cross-border regulations with a single partner.

Full Service Offering

End-to-End Governance Support

Whether you need help with a specific regulatory challenge or comprehensive operational support, we scale to your needs. From one-off advisory to ongoing COO-as-a-Service.

Regulatory gap analysis and remediation
Policy library development and management
Compliance monitoring and reporting
Board and executive advisory
Audit preparation and support

Regulatory Advisory

  • License applications
  • Gap analysis
  • Regulatory mapping
  • Compliance roadmaps

Risk Management

  • Risk framework design
  • Model validation
  • Stress testing
  • Risk reporting

Controls & Audit

  • Control frameworks
  • Audit preparation
  • Policy development
  • Assurance reviews

Operations

  • COO-as-a-Service
  • Compliance monitoring
  • Regulatory tracking
  • Board reporting
For End-to-End Solutions

Trading Infrastructure Available

For clients who need more than governance — our platform provides strategy development, execution, risk monitoring, and analytics. Built on the same expertise that powers our governance services.

Strategy Development
AI-powered strategy creation
Execution Engine
Low-latency trade execution
Analytics
Real-time risk dashboards

Let's Discuss Your Regulatory Challenges

Whether you're navigating crypto regulations, building risk frameworks, or preparing for audit — we're here to help.

Gap Analysis
Free initial review
Confidential
NDA available
Expert Team
Quant & legal
Global Reach
UK, EU, UAE, USA